Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-18
FL RA APPROVED 2022-09-28
  • TX RA
    APPROVED
    Since 2022-10-18
  • FL RA
    APPROVED
    Since 2022-09-28

Branch Locations

101 E Kennedy Blvd, Tampa, FL 33602 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Tampa FL 11/2020 10/2021
Bank Of America Miami FL 10/2019 10/2020
Wells Fargo Miami FL 02/2017 02/2019
Florida International University Miami FL 02/2019 10/2019
Fidelity Investments Two Contra Way Merrimack, Nh 03054 NH 09/2021 06/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 08/2022 Present
Gap Miami FL 03/2016 09/2016
Starbucks Coffee Company Miami FL 04/2019 05/2019
Florida International University Miami FL 06/2016 08/2020
Bank Of America, N.A. Tampa FL 10/2022 Present
Florida International University Miami FL 01/2010 02/2017
  • 11/2020 → 10/2021
    Tampa, FL
  • 10/2019 → 10/2020
    Bank Of America
    Miami, FL
  • 02/2017 → 02/2019
    Wells Fargo
    Miami, FL
  • 02/2019 → 10/2019
    Florida International University
    Miami, FL
  • 09/2021 → 06/2022
    Fidelity Investments
    Two Contra Way Merrimack, Nh 03054, NH
  • 08/2022 → Present
    Tampa, FL
  • 03/2016 → 09/2016
    Gap
    Miami, FL
  • 04/2019 → 05/2019
    Starbucks Coffee Company
    Miami, FL
  • 06/2016 → 08/2020
    Florida International University
    Miami, FL
  • 10/2022 → Present
    Bank Of America, N.A.
    Tampa, FL
  • 01/2010 → 02/2017
    Florida International University
    Miami, FL
Previous Registrations
  • 2021-11-29 → 2022-07-11
    Fidelity Personal And Workplace Advisors
    Tampa, FL
    Merrimack, NH
  • 2021-07-22 → 2021-11-01
    Tampa, FL
Other Businesses

1.For profit or not for profit: Profit2.Name of outside business organization: none3.Investment related: No4.Address of business (City and State Only): Tampa, FL5.Nature of business: Real estate6.Position, title, association: N/A7.Start date of relationship: Feb 1. 20218.Number of hours devoted: 09.Number of hours devoted during trading hours: 010.Duties: LandlordI*1226363For profit or not for profit: Name of outside business organization: Rental Property 2Investment related: NAddress of business: LAKELAND, Florida, 33801Nature of business: Position, title, association: Sole owner, Start date of relationship: 3/23/2023Number of hours devoted: 1 hour(s) Weekly I*1673274, Name of OBA: Rental Property 3 Address: Tampa, Florida Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 02/01/2024 No Hours: 0 No Hours during trading: 0 Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-21
  • S66 Uniform Combined State Law Examination
    2021-07-21
Other Names
  • Enzo Cespedes

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tampa, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor