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John Mark Prouty

Thrivent Investment Management Inc.

Hilton, NY

CRD 7303023

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

Hilton, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rush-Henrietta Central School Henrietta NY 09/2007 06/2021
Thrivent Investment Management Inc Hilton NY 03/2021 Present
Thrivent Financial Appleton WI 06/2021 10/2021
Thrivent Financial Appleton WI 10/2021 Present
  • 09/2007 → 06/2021
    Rush-Henrietta Central School
    Henrietta, NY
  • 03/2021 → Present
    Hilton, NY
  • 06/2021 → 10/2021
    Thrivent Financial
    Appleton, WI
  • 10/2021 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

PROS LEGACY PROPERTIES LLC POSITION: Owner/Manager NATURE: Holds personal recreational property used for camping and hunting. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2018 ADDRESS: 123 Hale Haven Drive, Hilton NY 14468, United States DESCRIPTION: Handle all matters related to the financial management of the property. Oversee any improvements made. ST PAUL LUTHERAN CHURCH POSITION: Elder NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2020 ADDRESS: 158 East Avenue, Hilton NY 14468, United States DESCRIPTION: pastoral assistance, visiting sick/elderly/grieving congregants BNB FINANCIAL POSITION: Referrer NATURE: credit remediation INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2019 ADDRESS: 4002 Main St, Erie NY 16511, United States DESCRIPTION: Refer individuals with good credit BNB FINANCIAL POSITION: Receive residual payments from previous work with BNB prior to being TIMI registered. NATURE: credit remediation INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2019 ADDRESS: 4002 Main St, Erie NY 16511, United States DESCRIPTION: no longer have an active role with BNB, just receiving residual payments

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-30
  • S66 Uniform Combined State Law Examination
    2021-07-30

View on SEC IAPD

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