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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-11-14 |
Branch Locations
303 International Cir Ste 105, Cockeysville, MD 21030 • United States
Forest Hill, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Advisers Llc | Lutherville | MD | 02/2014 | 12/2019 |
| Cetera Investment Services Llc | St.CLoud | MN | 02/2014 | 12/2019 |
| Prudential Insurance Company Of America | Forest Hill | MD | 12/2019 | Present |
| Pruco Securities, Llc. | Forest Hill | MD | 12/2019 | 11/2024 |
| Lpl Enterprise, Llc | Forest Hill | MD | 11/2024 | Present |
1) 09/26/2024 - Strategic Wealth Advisors LLC - This is an LLC created to use as payroll for my licensed register sales assistant whom I share with another advisor - Business Owner - Inv Related - At Forest Hill, MD - Start Date 03/01/2021 - 4hrs/mth - 2hrs/mth During Trading 2) 09/26/2024 - AQCrew LLC - 3 Broadship Rd Dundalk MD 21222. Rental with tenant 15 Broadship Rd Dundalk, MD 21222 Rental with long-term tenant - Real Estate Rental - Inv Related - At Forest Hill, MD - Start Date 09/01/2018 - 2hrs/mth - 0hrs/mth During Trading 3) 12/26/2024- Frame Wealth Partners- DBA for LPL Business (entity for LPL business)- inv. related - at reported business location(s)- start date 12/23/2024- 10hrs/mnth-10hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-05 |
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