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London Carlyle Huie

Mml Investors Services, LLC

Birmingham, AL

Anniston, AL

CRD 7302936

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-20
AL RA APPROVED 2020-12-07
  • TX RA
    APPROVED_RES
    Since 2025-03-20
  • AL RA
    APPROVED
    Since 2020-12-07

Branch Locations

3500 Colonnade Pkwy Ste 140, Birmingham, AL 35243-8303 • United States

1302 Noble St Ste 2B, Anniston, AL 36201-4677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Birmingham AL 08/2020 Present
Mml Investors Services, Llc Birmingham AL 10/2020 Present
Huie And Associates Anniston AL 05/2011 06/2018
O'NEal Industries Birmingham AL 06/2018 08/2019
O'NEal Steel, Llc Birmingham AL 08/2019 12/2020
Jacksonville State University Jacksonville AL 08/2014 05/2018
  • 08/2020 → Present
    Massmutual Life Insurance
    Birmingham, AL
  • 10/2020 → Present
    Mml Investors Services, Llc
    Birmingham, AL
  • 05/2011 → 06/2018
    Huie And Associates
    Anniston, AL
  • 06/2018 → 08/2019
    O'NEal Industries
    Birmingham, AL
  • 08/2019 → 12/2020
    O'NEal Steel, Llc
    Birmingham, AL
  • 08/2014 → 05/2018
    Jacksonville State University
    Jacksonville, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-20
  • S66 Uniform Combined State Law Examination
    2020-11-20

View on SEC IAPD

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