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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-02-07
TX RA APPROVED 2022-02-02
  • AZ RA
    APPROVED
    Since 2022-02-07
  • TX RA
    APPROVED
    Since 2022-02-02

Branch Locations

150 W University Dr, Floor 04, Tempe , AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 10/2020 11/2021
Trimble Tempe AZ 06/2014 10/2020
Grand Canyon University Phoenix AZ 06/2018 05/2020
J.P. Morgan Securities Llc Tempe AZ 12/2021 Present
Oliane, Llc Phoenix AZ 10/2021 Present
Jp Morgan Chase Bank, N.A. Tempe AZ 12/2021 Present
Oliane Phoenix AZ 08/2021 Present
  • 10/2020 → 11/2021
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 06/2014 → 10/2020
    Trimble
    Tempe, AZ
  • 06/2018 → 05/2020
    Grand Canyon University
    Phoenix, AZ
  • 12/2021 → Present
    Tempe, AZ
  • 10/2021 → Present
    Oliane, Llc
    Phoenix, AZ
  • 12/2021 → Present
    Jp Morgan Chase Bank, N.A.
    Tempe, AZ
  • 08/2021 → Present
    Oliane
    Phoenix, AZ
Previous Registrations
Other Businesses

Entity Name: Oliane Investment related: N Address: 5216 S 29th LN. Phoenix, AZ 85041. www.olianesfood.com Nature of the other business: Food Services Position/Title/Relationship: Employee/Contractor Start Date: 08/02/2021 Approximate # of hours a month: 10-20 Approximate # of hours during securities trading hours: 10 Briefly describe your duties: It is a food truck business where we be serving Caribbean style food. I will be helping cooking food and managing the business. NAME OF BUSINESS: Oliane, LLC NON-INVESTMENT RELATED: ADDRESS: Phoenix, AZ NATURE OF BUSINESS: Food POSITION: Owner START DATE: 10/1/2021 APPROX. HOURS/MONTH: 4 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Manage

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-30
  • S66 Uniform Combined State Law Examination
    2020-12-30

View on SEC IAPD

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