Best Investors Account Sign in
Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-02-01
TX RA APPROVED 2021-01-28
  • AZ RA
    APPROVED
    Since 2021-02-01
  • TX RA
    APPROVED
    Since 2021-01-28

Branch Locations

17505 N 79Th Ave Suite 112A, Glendale, AZ 85308 • United States

6909 E Greenway Parkway Suite 195, Scottsdale, AZ 85254 • United States

100 E Sheldon St, Ste 105, Prescott, AZ 86301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Scottsdale AZ 10/2020 Present
Gannet Co. Inc Phoenix AZ 07/2019 10/2020
Costco Wholesale Tucson AZ 11/2018 01/2019
Unemployed Tucson AZ 01/2019 07/2019
G.L.I Fortified Advantedge Tucson AZ 07/2018 11/2018
Jimmys Pita And Poke Tucson AZ 09/2017 07/2018
Amado Management Llc Amado AZ 06/2017 09/2017
Jimmys Pita And Poke Tucson AZ 09/2016 05/2017
Surgery Recovery 5 Weeks Tucson AZ 05/2017 06/2017
Unemployed Tucson AZ 06/2016 09/2016
Stratos Wealth Partners, Ltd Scottsdale AZ 01/2021 Present
  • 10/2020 → Present
    Lpl Financial Llc
    Scottsdale, AZ
  • 07/2019 → 10/2020
    Gannet Co. Inc
    Phoenix, AZ
  • 11/2018 → 01/2019
    Costco Wholesale
    Tucson, AZ
  • 01/2019 → 07/2019
    Unemployed
    Tucson, AZ
  • 07/2018 → 11/2018
    G.L.I Fortified Advantedge
    Tucson, AZ
  • 09/2017 → 07/2018
    Jimmys Pita And Poke
    Tucson, AZ
  • 06/2017 → 09/2017
    Amado Management Llc
    Amado, AZ
  • 09/2016 → 05/2017
    Jimmys Pita And Poke
    Tucson, AZ
  • 05/2017 → 06/2017
    Surgery Recovery 5 Weeks
    Tucson, AZ
  • 06/2016 → 09/2016
    Unemployed
    Tucson, AZ
  • 01/2021 → Present
    Scottsdale, AZ
Other Businesses

1)10/16/2020- EverVest Financial- DBA for LPL Business (entity for LPL business)- Inv. Related- Scottsdale, AZ- 160hrs/mth 2)10/16/2020- Stratos Wealth Partners- DBA for LPL Business (entity for LPL business)- Inv. Related- Scottsdale, AZ- 160hrs/mth 3) 10/2020 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4) 2/4/2021 - Stratos Wealth Partners, LTD - DBA: (Hybrid) EverVest Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 10/12/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 5) 2/4/2021 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 10/12/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 3/29/2023 - Barton Spector Wealth Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/27/2023 - 20 Hours Per Month/20 Hours During Securities Trading 7) 08/07/2024 - Bungii - Other - delivery service - Driver - Not Investment Related - Various Locations - Start Date 04/15/2024 - 5 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-25
  • S66 Uniform Combined State Law Examination
    2021-01-25
Other Names
  • Sidney Dale Guthrie
  • Sidney Guthrie

View on SEC IAPD

More in Glendale, AZ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor