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Amy S Ashton

Robert W. Baird & Co. Incorporated

Louisville, KY

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-03-20
  • KY RA
    APPROVED
    Since 2023-03-20

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Christ Church United Methodist Louisville, KY 01/2008 01/2017
Quinstreet Louisville KY 01/2017 02/2019
Technology Advice Louisville KY 02/2019 10/2020
Baird Louisville KY 10/2020 Present
  • 01/2008 → 01/2017
    Christ Church United Methodist
    Louisville,, KY
  • 01/2017 → 02/2019
    Quinstreet
    Louisville, KY
  • 02/2019 → 10/2020
    Technology Advice
    Louisville, KY
  • 10/2020 → Present
    Baird
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-20
  • S66 Uniform Combined State Law Examination
    2023-03-20
Other Names
  • Amy Elizabeth Serfoss

View on SEC IAPD

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