Best Investors Account Sign in

Nicole King

Ubs Financial Services Inc.

Hartford, CT

Madison, CT

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-01
CT RA APPROVED 2021-01-08
  • TX RA
    APPROVED
    Since 2022-06-01
  • CT RA
    APPROVED
    Since 2021-01-08

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Madison, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
3M Austin TX 08/2015 11/2020
Ubs Financial Services Inc New Haven CT 11/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-08
  • S66 Uniform Combined State Law Examination
    2021-01-08
Other Names
  • Nicole Elizabeth Meo

View on SEC IAPD

More in Hartford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor