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Nicholas Joseph Filla

Citigroup Global Markets Inc.

O'FAllon, MO

O Fallon, MO

Jacksonville, FL

CRD 7302292

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-09-07
  • MO RA
    APPROVED
    Since 2022-09-07

Branch Locations

Citi Wealth Management, Service/Operations 1000 Technology Drive, 3Rd Fl, O'FAllon, MO 63368 • United States

O Fallon, MO • United States

Citi Wealth Management, Nic 14000 Citi Cards Way, Building C2, Jacksonville, FL 32258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lewis And Clark Community College Godfrey IL 08/2015 05/2017
Suntrup Buick Gmc St Peters MO 07/2017 07/2018
Columbia College Missouri Columbia MO 08/2018 05/2020
Four Seasons Landscaping O' Fallon MO 06/2020 12/2020
New York Life Insurance Company Creve Coeur MO 11/2020 07/2021
Nylife Securities Llc Creve Coeur MO 06/2021 07/2021
Missouri Rush Soccer Club O'FAllon MO 06/2021 Present
Citigroup O'FAllon MO 07/2021 Present
  • 08/2015 → 05/2017
    Lewis And Clark Community College
    Godfrey, IL
  • 07/2017 → 07/2018
    Suntrup Buick Gmc
    St Peters, MO
  • 08/2018 → 05/2020
    Columbia College Missouri
    Columbia, MO
  • 06/2020 → 12/2020
    Four Seasons Landscaping
    O' Fallon, MO
  • 11/2020 → 07/2021
    New York Life Insurance Company
    Creve Coeur, MO
  • 06/2021 → 07/2021
    Nylife Securities Llc
    Creve Coeur, MO
  • 06/2021 → Present
    Missouri Rush Soccer Club
    O'FAllon, MO
  • 07/2021 → Present
    Citigroup
    O'FAllon, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-15
  • S66 Uniform Combined State Law Examination
    2022-07-15
Other Names
  • Nick Joseph Filla

View on SEC IAPD

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