Daniel P. Chillemi

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 10/2022
  Ubs Financial Services Inc
  Indianapolis, IN
• 10/2022 → Present
  Rbc Capital Markets, Llc
  Indianapolis, IN
• 12/2022 → Present
  City National Bank
  Indianapolis, IN

Previous Registrations

• 2009-01-16 → 2022-11-04
  Ubs Financial Services Inc.
  Indianapolis, IN
• 2005-07-04 → 2009-01-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

1) Dayspring Center, Inc. / 1537 N. Central AvenueIndianapolisINUnited States46202 / Homeless Shelter for Families, not an overnight facility, it is a short term(90) comprehensive program / Charity / Member of Board of directors / Provide feedback, reccomendations, and guidance to help the organization continue to expand and further the agenda of serving more homeless families and reduce the problem of homelessness on an overall basis./ Start Date: 3/22/2022 2) NAME OF ENTITY: Holy Family Episcopal Church ADDRESS: 11445 Fishers Pointe Blvd. Fishers, IN 46038 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Finance Committee-Chair Person START DATE: 03.19.24 CAPACITY: Committee/Council Member DUTIES: As chairperson of the finance committee it is my responsibility to ensure that we regularly convene and offer guidance on a wide range of financial matters associated with the church. These can range from budgeting, asset and liability management, capital campaigns, etc. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 2

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-07-01
• S63 Uniform Securities Agent State Law Examination
  2005-04-07

Other Names

• Daniel Paul Chillemi
• Daniel P. Chillemi
• Daniel P. P. Chillemi