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Mark Anthony Walters

LPl Enterprise, LLC

Atlanta, GA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-02-11
  • GA RA
    APPROVED
    Since 2025-02-11

Branch Locations

3343 Peachtree Road, N.E. Suite 700, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co Atlanta GA 11/2020 09/2022
Unemployed Atlanta GA 10/2019 09/2020
Cornucopia Investments Limited St Ann 04/2005 09/2019
Nylife Securities Llc Atlanta GA 04/2021 09/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Conyers GA 09/2022 05/2024
Bank Of America N.A. Kennesaw GA 09/2022 05/2024
Lpl Enterprise Atlanta GA 02/2025 Present
Unemployed Atlanta GA 05/2024 01/2025
  • 11/2020 → 09/2022
    New York Life Insurance Co
    Atlanta, GA
  • 10/2019 → 09/2020
    Unemployed
    Atlanta, GA
  • 04/2005 → 09/2019
    Cornucopia Investments Limited
    St Ann
  • 04/2021 → 09/2022
    Nylife Securities Llc
    Atlanta, GA
  • 09/2022 → 05/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Conyers, GA
  • 09/2022 → 05/2024
    Bank Of America N.A.
    Kennesaw, GA
  • 02/2025 → Present
    Lpl Enterprise
    Atlanta, GA
  • 05/2024 → 01/2025
    Unemployed
    Atlanta, GA
Previous Registrations
Other Businesses

1. 01/21/2025 - Lyft - Rideshare - NOT INV REL - Loganville, GA - Start Date 11/01/2024 - 40hrs/MTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-06
  • S66 Uniform Combined State Law Examination
    2023-03-06

View on SEC IAPD

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Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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