James S Morris

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2022-06-02

PA RA
APPROVED

Since 2022-06-02

Branch Locations

1 W Baltimore Ave Ste 207-A, Lansdowne, PA 19050 • United States

Sharon Hill, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pfs Investments Inc.	Lansdowne	PA	11/2020	Present
Primerica Financial Services	Lansdowne	PA	11/2012	Present
Elwyn Inc.	Media	PA	06/2011	01/2021
Elwyn Inc.	Media	PA	08/2023	07/2025

11/2020 → Present

Pfs Investments Inc.

Lansdowne, PA
11/2012 → Present

Primerica Financial Services

Lansdowne, PA
06/2011 → 01/2021

Elwyn Inc.

Media, PA
08/2023 → 07/2025

Elwyn Inc.

Media, PA

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-05-27
S63	Uniform Securities Agent State Law Examination	2020-12-28

S65 Uniform Investment Adviser Law Examination

2022-05-27
S63 Uniform Securities Agent State Law Examination

2020-12-28

Other Names

James S Morris
James Sando Morris
James S. Morris

View on SEC IAPD