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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-07-23 |
| TX | RA | APPROVED | 2010-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Grand Rapids | MI | 10/2005 | Present |
| Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated | Grand Rapids | MI | 10/2005 | Present |
I*131684 For profit or not for profit: Non-Profit Organization Name of outside business organization: Open Books Investment related: Address of business: Chicago, Illinois 60661 Nature of business: Charitable Organization, Compensation for Activity: Position, title, association: Advisory Board Member, Start date of relationship: 7/7/2020 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: associate board educate people about mission of open books fundraising
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-18 |
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