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Ivan Jose Guillen

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-26
  • TX RA
    APPROVED
    Since 2022-08-26

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Services Southlake TX 09/2020 11/2021
N/A Fort Worth TX 06/2020 08/2020
Baylor Regional Medical Center Grapevine TX 05/2016 08/2018
University Of North Texas Denton TX 01/2017 05/2020
Fidelity Investments Westlake TX 12/2021 05/2022
Charles Schwab & Co., Inc. Westlake TX 08/2022 Present
Charles Schwab Bank, Ssb Westlake TX 08/2022 Present
N/A Haslet TX 06/2022 07/2022
  • 09/2020 → 11/2021
    Td Ameritrade Services
    Southlake, TX
  • 06/2020 → 08/2020
    N/A
    Fort Worth, TX
  • 05/2016 → 08/2018
    Baylor Regional Medical Center
    Grapevine, TX
  • 01/2017 → 05/2020
    University Of North Texas
    Denton, TX
  • 12/2021 → 05/2022
    Fidelity Investments
    Westlake, TX
  • 08/2022 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 08/2022 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
  • 06/2022 → 07/2022
    N/A
    Haslet, TX
Previous Registrations
  • 2022-02-17 → 2022-05-11
    Fidelity Personal And Workplace Advisors
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-11
S63 Uniform Securities Agent State Law Examination 2021-01-11
  • S66 Uniform Combined State Law Examination
    2022-02-11
  • S63 Uniform Securities Agent State Law Examination
    2021-01-11
Other Names
  • Ivan Guillen

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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