Daniel Michael Malloy

Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 05/2017
  Virginia Tech
  Blacksburg, VA
• 05/2017 → 08/2017
  Tom Dolan Swim School
  Dulles, VA
• 05/2017 → 08/2017
  Woodlea Watermocs Swim Team
  Leesburg, VA
• 08/2017 → 05/2018
  Virginia Tech
  Blacksburg, VA
• 05/2018 → 08/2018
  Tom Dolan Swim School
  Dulles, VA
• 05/2018 → 08/2018
  Woodlea Watermocs Swim Team
  Leesburg, VA
• 08/2018 → 05/2019
  Virginia Tech
  Blacksburg, VA
• 05/2019 → 08/2019
  Federated Investors
  Pittsburgh, PA
• 08/2019 → 05/2020
  Virginia Tech
  Blacksburg, VA
• 05/2020 → 10/2020
  Tom Dolan Swim School
  Dulles, VA
• 10/2020 → 03/2021
  Global Advisor Group (Pag)
  Reston, VA
• 05/2021 → Present
  Lpl Financial, Llc
  Reston, VA
• 09/2021 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Other Businesses

1. 5/6/2021 - GLOBAL ADVISOR GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 5/19/2021 - Private Advisor Group - DBA: (Hybrid) Global Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Registered Admin. - Started 10/7/2020 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 5/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 06/30/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date 10/7/2020 - 160 Hours Per Month - Time Spent 100% - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 06/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-10-21
• S63 Uniform Securities Agent State Law Examination
  2021-10-15

Other Names

• Dan Michael Malloy