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Kathryn Louise Bates

Hfg Wealth Management, LLC

The Woodlands, TX

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Current Employers
Hfg Wealth Management, Llc

1790 Hughes Landing Blvd Suite 575, The Woodlands, TX 77380 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-12
  • TX RA
    APPROVED
    Since 2021-02-12

Branch Locations

1790 Hughes Landing Blvd Suite 575, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Starfox Financial Services, Llc The Woodlands TX 10/2020 01/2021
Starfox Financial Services, Llc The Woodlands TX 09/2017 01/2021
Provident Wealth Advisors The Woodlands TX 09/2015 09/2017
Hfg Wealth Management, Llc The Woodlands TX 02/2021 12/2021
Hfg Wealth Management, Llc The Woodlands TX 01/2022 01/2024
Hfg Wealth Management, Llc The Woodlands TX 02/2024 Present
  • 10/2020 → 01/2021
    Starfox Financial Services, Llc
    The Woodlands, TX
  • 09/2017 → 01/2021
    Starfox Financial Services, Llc
    The Woodlands, TX
  • 09/2015 → 09/2017
    Provident Wealth Advisors
    The Woodlands, TX
  • 02/2021 → 12/2021
    Hfg Wealth Management, Llc
    The Woodlands, TX
  • 01/2022 → 01/2024
    Hfg Wealth Management, Llc
    The Woodlands, TX
  • 02/2024 → Present
    Hfg Wealth Management, Llc
    The Woodlands, TX
Previous Registrations
  • 2020-12-02 → 2021-01-12
    Starfox Financial Services, Llc
    The Woodlands, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-01
  • S65 Uniform Investment Adviser Law Examination
    2020-12-01

View on SEC IAPD

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J. W. COLE ADVISORS, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ROSSBY FINANCIAL, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
ALLSTATE FINANCIAL ADVISORS, LLC
PFS INVESTMENTS INC.

Other Investors

DANIEL CORAL GOODWIN
Jeffrey Douglas Hackett
KRISTIN LEE SANDERS
JENNIFER JOYCE CHACHERE
LEISL MAJ DODSON
THOMAS JAMES HAYES
JAMES ALBERT MAHDAK
SUSAN MARIE HILL

Other Offices

PROVIDENT WEALTH ADVISORS, LLC · THE WOODLANDS, TX
AMERIPRISE FINANCIAL SERVICES, LLC · THE WOODLANDS, TX
J. W. COLE ADVISORS, INC. · THE WOODLANDS, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · The Woodlands, TX
AMERIPRISE FINANCIAL SERVICES, LLC · The Woodlands, TX
ROSSBY FINANCIAL, LLC · The Woodlands, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · The Woodlands, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Spring, TX

More in The Woodlands, TX

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