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Kathryn Louise Bates

Hfg Wealth Management, LLC

The Woodlands, TX

CRD 7301485

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Employer firm

Hfg Wealth Management, LLC CRD 148406

$506M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Hfg Wealth Management, Llc

1790 Hughes Landing Blvd Suite 575, The Woodlands, TX 77380 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-12
  • TX RA
    APPROVED
    Since 2021-02-12

Branch Locations

1790 Hughes Landing Blvd Suite 575, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Starfox Financial Services, Llc The Woodlands TX 10/2020 01/2021
Starfox Financial Services, Llc The Woodlands TX 09/2017 01/2021
Provident Wealth Advisors The Woodlands TX 09/2015 09/2017
Hfg Wealth Management, Llc The Woodlands TX 02/2021 12/2021
Hfg Wealth Management, Llc The Woodlands TX 01/2022 01/2024
Hfg Wealth Management, Llc The Woodlands TX 02/2024 Present
  • 10/2020 → 01/2021
    Starfox Financial Services, Llc
    The Woodlands, TX
  • 09/2017 → 01/2021
    Starfox Financial Services, Llc
    The Woodlands, TX
  • 09/2015 → 09/2017
    Provident Wealth Advisors
    The Woodlands, TX
  • 02/2021 → 12/2021
    Hfg Wealth Management, Llc
    The Woodlands, TX
  • 01/2022 → 01/2024
    Hfg Wealth Management, Llc
    The Woodlands, TX
  • 02/2024 → Present
    Hfg Wealth Management, Llc
    The Woodlands, TX
Previous Registrations
  • 2020-12-02 → 2021-01-12
    Starfox Financial Services, Llc
    The Woodlands, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-01
  • S65 Uniform Investment Adviser Law Examination
    2020-12-01

View on SEC IAPD

Nearby Firms

PROVIDENT WEALTH ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
J. W. COLE ADVISORS, INC.

Nearby Investors

DANIEL CORAL GOODWIN
Jeffrey Douglas Hackett
KRISTIN LEE SANDERS

Nearby Offices

PROVIDENT WEALTH ADVISORS, LLC · THE WOODLANDS, TX
AMERIPRISE FINANCIAL SERVICES, LLC · THE WOODLANDS, TX
J. W. COLE ADVISORS, INC. · THE WOODLANDS, TX

More in The Woodlands, TX

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