Diana Y Carrillo

J.P. Morgan Securities LLC

CRD 7301453

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2022-09-09
TX	RA	APPROVED	2021-03-18
CA	RA	APPROVED	2021-03-05

AZ RA
APPROVED

Since 2022-09-09
TX RA
APPROVED

Since 2021-03-18
CA RA
APPROVED

Since 2021-03-05

Branch Locations

12240 North Tatum Blvd., Phoenix, AZ 85032 • United States

12038 N. 32 Street, Phoenix, AZ 85028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Phoenix	AZ	10/2020	Present
Jpmorgan Chase Bank, Na	Claremont	CA	09/2003	09/2020
Jpmorgan Chase Bank, N.A.	Phoenix	AZ	10/2020	Present

10/2020 → Present

J.P. Morgan Securities Llc

Phoenix, AZ
09/2003 → 09/2020

Jpmorgan Chase Bank, Na

Claremont, CA
10/2020 → Present

Jpmorgan Chase Bank, N.A.

Phoenix, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-12-17

S66 Uniform Combined State Law Examination

2020-12-17

Other Names

Diana Yvette Aguilar
Diana Carrillo
Diana Yvette Carrillo

View on SEC IAPD

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