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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Latham | NY | 05/2022 | 10/2025 |
| Cetera Investment Advisers Llc | Latham | NY | 09/2021 | 04/2022 |
| William Joseph Newman | Albany | NY | 11/2025 | 03/2026 |
| Cetera Investment Services Llc | Latham | NY | 10/2020 | 04/2022 |
| Suny Oneonta Office Of Admissions | Oneonta | NY | 01/2020 | 12/2020 |
| Suny Oneonta | Oneonta | NY | 08/2018 | 12/2020 |
| Nysoprhp | Albany | NY | 06/2020 | 08/2020 |
| Cetera Finanical Group | Latham | NY | 06/2020 | 08/2020 |
| Ballston Spa National Bank | Ballston Spa | NY | 05/2019 | 02/2020 |
| Varsity Tutors | Saratoga Springs | NY | 04/2022 | Present |
| Suny Oneonta Center For Social Responsibility And Community | Oneonta | NY | 01/2019 | 11/2019 |
| Suny Oneonta New Student Services | Oneonta | NY | 08/2019 | 09/2019 |
| Suny Oneonta School Of Business | Oneonta | NY | 08/2020 | 12/2020 |
| Charlotte Russe | Saratoga Springs | NY | 07/2018 | 03/2019 |
| Student | Ballston Lake | NY | 09/2014 | 06/2018 |
| Town Of Ballston Community Library | Burnt Hills | NY | 06/2016 | 09/2016 |
| Michael P Mennella | Garden City | NY | 11/2025 | 03/2026 |
| Jeremiah J Mackey | Albany | NY | 11/2025 | 03/2026 |
| William Newman | Albany | NY | 03/2026 | Present |
| Jeremiah Mackey | Albany | NY | 03/2026 | Present |
| Michael Mennella | Garden City | NY | 03/2026 | Present |
| Northwestern Mutual Investment Services Llc | Albany | NY | 03/2026 | Present |
| Unemployed | Saratoga Spgs | NY | 10/2025 | 11/2025 |
| Varsity Tutors | Saratoga Springs | NY | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-31 |
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