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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-09-04
  • MI RA
    APPROVED
    Since 2024-09-04

Branch Locations

Traverse City, MI • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life And Casualty Traverse City MI 04/2019 08/2022
Unemployed Traverse City MI 12/2018 04/2019
Dr Pepper Springfield IL 06/2012 11/2018
Bankers Life Securities Traverse City MI 11/2020 08/2022
The Prudential 8Insurance Company Of America Grand Rapids MI 08/2022 03/2023
Pruco Securities Llc Grand Rapids MI 08/2022 03/2023
Empower Financial Services, Inc Greenwood Village CO 04/2023 Present
Empower Advisory Group, Llc Greenwood Village CO 07/2024 Present
  • 04/2019 → 08/2022
    Bankers Life And Casualty
    Traverse City, MI
  • 12/2018 → 04/2019
    Unemployed
    Traverse City, MI
  • 06/2012 → 11/2018
    Dr Pepper
    Springfield, IL
  • 11/2020 → 08/2022
    Bankers Life Securities
    Traverse City, MI
  • 08/2022 → 03/2023
    The Prudential 8Insurance Company Of America
    Grand Rapids, MI
  • 08/2022 → 03/2023
    Grand Rapids, MI
  • 04/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 07/2024 → Present
    Greenwood Village, CO
Previous Registrations
Other Businesses

Receiving trailing commissions only on previously sold business completed on or before 04/02/2023. No solicitation or servicing of any business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-30
S63 Uniform Securities Agent State Law Examination 2021-03-12
  • S65 Uniform Investment Adviser Law Examination
    2021-07-30
  • S63 Uniform Securities Agent State Law Examination
    2021-03-12
Other Names
  • Tc Rammelkamp
  • Theodore Capps Rammelkamp
  • Theodore Capps Rammelkamp
  • Tc Rammelkamp

View on SEC IAPD

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