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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-09-04 |
Branch Locations
Traverse City, MI • United States
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life And Casualty | Traverse City | MI | 04/2019 | 08/2022 |
| Unemployed | Traverse City | MI | 12/2018 | 04/2019 |
| Dr Pepper | Springfield | IL | 06/2012 | 11/2018 |
| Bankers Life Securities | Traverse City | MI | 11/2020 | 08/2022 |
| The Prudential 8Insurance Company Of America | Grand Rapids | MI | 08/2022 | 03/2023 |
| Pruco Securities Llc | Grand Rapids | MI | 08/2022 | 03/2023 |
| Empower Financial Services, Inc | Greenwood Village | CO | 04/2023 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 07/2024 | Present |
Receiving trailing commissions only on previously sold business completed on or before 04/02/2023. No solicitation or servicing of any business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-12 |
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