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Liam Pommerich

Fisher Investments

Plano, TX

CRD 7301089

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-12
  • TX RA
    APPROVED
    Since 2024-01-12

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
A New Path Financial Ann Arbor MI 10/2020 10/2023
Community Alliance/Community Living Network Ann Arbor MI 05/2020 12/2023
Loras College Dubuque IA 08/2016 05/2020
Busch's Fresh Food Market Ann Arbor MI 06/2016 08/2019
Sigma Financial Corporation Ann Arbor MI 10/2020 01/2023
Sigma Financial Corporation Ann Arbor MI 01/2023 10/2023
Spc Ann Arbor MI 01/2023 10/2023
Fisher Investments Plano TX 01/2024 Present
  • 10/2020 → 10/2023
    A New Path Financial
    Ann Arbor, MI
  • 05/2020 → 12/2023
    Community Alliance/Community Living Network
    Ann Arbor, MI
  • 08/2016 → 05/2020
    Loras College
    Dubuque, IA
  • 06/2016 → 08/2019
    Busch's Fresh Food Market
    Ann Arbor, MI
  • 10/2020 → 01/2023
    Sigma Financial Corporation
    Ann Arbor, MI
  • 01/2023 → 10/2023
    Sigma Financial Corporation
    Ann Arbor, MI
  • 01/2023 → 10/2023
    Ann Arbor, MI
  • 01/2024 → Present
    Plano, TX
Previous Registrations
  • 2023-01-04 → 2023-10-30
    Ann Arbor, MI
    Ann Arbor, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-08
  • S66 Uniform Combined State Law Examination
    2022-12-08

View on SEC IAPD

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