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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-07-02
NJ RA APPROVED 2022-12-12
  • PA RA
    APPROVED
    Since 2025-07-02
  • NJ RA
    APPROVED
    Since 2022-12-12

Branch Locations

1730 Walton Road, Suite 201, Blue Bell, PA 19422 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Blue Bell, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc. Fort Worth TX 10/2020 01/2021
United States Coast Guard Philadelphia PA 06/2017 09/2020
Independent Consultant Blue Bell PA 10/2020 10/2020
United States Coast Guard Philadelphia PA 07/2015 06/2017
First Command Brokerage Services, Inc. Fort Worth TX 01/2021 Present
First Command Investment Advisory, Inc. Fort Worth TX 01/2021 Present
First Command Insurance Services, Inc. Fort Worth TX 01/2021 Present
  • 10/2020 → 01/2021
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 06/2017 → 09/2020
    United States Coast Guard
    Philadelphia, PA
  • 10/2020 → 10/2020
    Independent Consultant
    Blue Bell, PA
  • 07/2015 → 06/2017
    United States Coast Guard
    Philadelphia, PA
  • 01/2021 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 01/2021 → Present
    First Command Investment Advisory, Inc.
    Fort Worth, TX
  • 01/2021 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Other Businesses

Name of the other business: Lighthouse Baptist Church Whether the business is investment-related: No Address of the other business: 2622 Durham Rd, Buckingham, PA 18912 Nature of the other business: Community Activity Your position, title, or relationship with the other business: Financial Secretary/Building Committee Chair The start date of your relationship: Jun 01, 2025 The approximate number of hours/month you devote to the other business: 6 to 10 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: Financial Secretary: 1. Receive, vet, and submit bills to Treasurer for payment. 2. Oversee Treasurer to ensure federal, state, and local taxes are paid. 3. Oversee Treasurer's monthly reconciliation. 4. Maintain financial program backups. 5. Assist with the completion of quarterly financial reports and the annual church budget. 6. Count and process offerings for deposit. 7. Prepare the Treasurer's Report for Deacons meetings. 8. Maintain giving records. 9. Maintain Deacons Fund records Building Committee Chair: The Lighthouse Baptist Church (LBC) Building Committee is working to build a new church building on property owned by LBC, or purchase an existing building that can be renovated to serve as LBC's new home. 1. Organize Building Committee, supervise meeting, produce notes 2. Maintain records for Building Committee Activities 3. Interact, or direct interactions, with outside entities, such as engineers, real estate agents, attorneys, government entities, and etc. 4. Ensure permits, zoning variances, and other allowances already in place are supported and maintained. 5. Sign documents related to Building Committee actions with approval of two thirds of the committee members (for non-binding or low-cost actions), or a majority vote of the church membership for major binding actions, such as purchasing property or initiating construction. I have no ability to obligate the church without prior approval of the committee or church membership. All approvals are documented via written ballot at meetings that adhere to LBC business rules (notice, quorum, etc).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-07
  • S66 Uniform Combined State Law Examination
    2021-01-07

View on SEC IAPD

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