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Timothy James Traut

Vanguard Advisers, Inc.

Valley Forge, PA

CRD 3128575

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-01-19
PA RA APPROVED 2005-07-06
  • TX RA
    APPROVED
    Since 2006-01-19
  • PA RA
    APPROVED
    Since 2005-07-06

Branch Locations

P O Box 2600, Valley Forge, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 08/1998 Present
  • 08/1998 → Present
    The Vanguard Group, Inc.
    Malvern, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-01
S63 Uniform Securities Agent State Law Examination 1998-10-21
  • S65 Uniform Investment Adviser Law Examination
    2005-07-01
  • S63 Uniform Securities Agent State Law Examination
    1998-10-21
Other Names
  • Tim Traut

View on SEC IAPD

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