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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-08-30 |
Branch Locations
1628 John F Kennedy Blvd, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 11/2020 | 01/2023 |
| Faegan's Cafe & Pub | Syracuse | NY | 02/2017 | 04/2019 |
| Ymca | Haverford | PA | 05/2017 | 08/2018 |
| Upper Darby Licenses & Inspection | Upper Darby | PA | 06/2018 | 09/2018 |
| Mazzuco & Company Cpa | Moorestown | NJ | 06/2019 | 03/2020 |
| St. Joseph's Preparatory School | Philadelphia | PA | 08/2019 | 06/2020 |
| D'ANjolell Memorial Homes | Broomall | PA | 01/2023 | 06/2023 |
| Equitable Financial Life Insurance Co | New York | NY | 11/2020 | 01/2023 |
| Jpmorgan Chase Bank (Ky) | Philadelphia | PA | 07/2023 | Present |
| J.P. Morgan Securities Llc | Philadelphia | PA | 07/2023 | Present |
| Unemployed | Upper Darby | PA | 07/2015 | 01/2017 |
| Unemployed | Upper Darby | PA | 05/2019 | 06/2019 |
| Unemployed | Upper Darby | PA | 07/2020 | 10/2020 |
Entity Name: Uber Investment related: No Address: 1725 3rd St. San Francisco, CA 94158 Nature of the other business: Rideshare Position/Title/Relationship: Employee/Contractor Start Date: 01/05/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I will be working as a sub-contractor driving for Uber.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-30 |
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