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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2022-05-25
  • MS RA
    APPROVED
    Since 2022-05-25

Branch Locations

202 South 40Th Ave, Hattiesburg, MS 39402 • United States

Hattiesburg, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 10/2020 07/2021
Unemployed Vancouver WA 03/2020 10/2020
Alaska Shore Excursions Vancouver WA 02/2020 03/2020
Unemployed Vancouver WA 05/2019 02/2020
Carson Pririe Scott Ii Inc Younkers Department Store Lincoln NE 05/2018 08/2018
Wayne State College Wayne NE 08/2016 05/2019
Wayne State College Wayne NE 08/2016 05/2019
Wayne State College Wayne NE 08/2015 05/2019
Regions Bank Hattiesburg MS 12/2021 Present
Cetera Investment Services Llc Saint Cloud MN 12/2021 Present
Metropolitan Community College Petal MS 07/2021 12/2021
Cetera Investment Advisers Llc Hattiesburg MS 05/2022 Present
  • 10/2020 → 07/2021
    Td Ameritrade
    Omaha, NE
  • 03/2020 → 10/2020
    Unemployed
    Vancouver, WA
  • 02/2020 → 03/2020
    Alaska Shore Excursions
    Vancouver, WA
  • 05/2019 → 02/2020
    Unemployed
    Vancouver, WA
  • 05/2018 → 08/2018
    Carson Pririe Scott Ii Inc Younkers Department Store
    Lincoln, NE
  • 08/2016 → 05/2019
    Wayne State College
    Wayne, NE
  • 08/2016 → 05/2019
    Wayne State College
    Wayne, NE
  • 08/2015 → 05/2019
    Wayne State College
    Wayne, NE
  • 12/2021 → Present
    Regions Bank
    Hattiesburg, MS
  • 12/2021 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 07/2021 → 12/2021
    Metropolitan Community College
    Petal, MS
  • 05/2022 → Present
    Hattiesburg, MS
Other Businesses

1. ETSY PRINT ON DEMAND SHOP DBA MYRISSA NEARMAN, 100% OWNER, 2/HRS/WK. 2. TRAVEL BLOG DBA MYRISSA NEARMAN, 100% OWNER, LESS THAN 1/HR/WK. 3. AMAZON AFFILIATE/INFLUENCER, 100% OWNER, 2/HRS/WK.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-25
S63 Uniform Securities Agent State Law Examination 2021-01-19
  • S66 Uniform Combined State Law Examination
    2022-05-25
  • S63 Uniform Securities Agent State Law Examination
    2021-01-19

View on SEC IAPD

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