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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-04-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Saint Francis University | Loretto | PA | 09/2013 | 06/2018 |
| Bny Mellon | Pittsburgh | PA | 06/2018 | 03/2020 |
| Unemployment | Hummelstown | PA | 03/2020 | 09/2020 |
| Raymond James Financial Services, Inc | Elizabethtown | PA | 09/2020 | Present |
| Raymond James Financial Services Advisors | Elizabethtown | PA | 04/2021 | Present |
(1)Name of Business: DDMP Management, LLC Address: 101 Masonic Dr, Elizabethtown, PA, 17022-2547, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/02/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Partner and Owner in DDMP. Financial Advisor roles and additional ownership duties. (2)Name of Business: DDMP Real Estate, LLC Address: 95 Masonic Dr, Elizabethtown, PA, 17022-2547, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/06/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 10% Owner in the building. Our firm is purchasing land and building an office. As a partner of the firm, I will also be an owner in the land/building. (3)Name of Business: LHM Physical Therapy Institute LLC Address: 100 Vista Drive, Hummelstown, PA, 17036, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 07/14/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Ownership interest only. The ownership was a gift from my father as an estate planning strategy. I am not employed, associated, or involved with the business in any way.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-31 |
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