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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-04-06
  • PA RA
    APPROVED
    Since 2021-04-06

Branch Locations

101 Masonic Drive, Elizabethtown, PA 17022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saint Francis University Loretto PA 09/2013 06/2018
Bny Mellon Pittsburgh PA 06/2018 03/2020
Unemployment Hummelstown PA 03/2020 09/2020
Raymond James Financial Services, Inc Elizabethtown PA 09/2020 Present
Raymond James Financial Services Advisors Elizabethtown PA 04/2021 Present
  • 09/2013 → 06/2018
    Saint Francis University
    Loretto, PA
  • 06/2018 → 03/2020
    Bny Mellon
    Pittsburgh, PA
  • 03/2020 → 09/2020
    Unemployment
    Hummelstown, PA
  • 09/2020 → Present
    Raymond James Financial Services, Inc
    Elizabethtown, PA
  • 04/2021 → Present
    Raymond James Financial Services Advisors
    Elizabethtown, PA
Other Businesses

(1)Name of Business: DDMP Management, LLC Address: 101 Masonic Dr, Elizabethtown, PA, 17022-2547, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/02/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Partner and Owner in DDMP. Financial Advisor roles and additional ownership duties. (2)Name of Business: DDMP Real Estate, LLC Address: 95 Masonic Dr, Elizabethtown, PA, 17022-2547, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/06/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 10% Owner in the building. Our firm is purchasing land and building an office. As a partner of the firm, I will also be an owner in the land/building. (3)Name of Business: LHM Physical Therapy Institute LLC Address: 100 Vista Drive, Hummelstown, PA, 17036, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 07/14/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Ownership interest only. The ownership was a gift from my father as an estate planning strategy. I am not employed, associated, or involved with the business in any way.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-31
  • S66 Uniform Combined State Law Examination
    2021-03-31
Other Names
  • Zack John Drayer

View on SEC IAPD

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