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Manuel Diaz-Rivera

Morgan Stanley

Miami, FL

CRD 7299937

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-21
FL RA APPROVED 2022-11-01
  • TX RA
    APPROVED
    Since 2022-11-21
  • FL RA
    APPROVED
    Since 2022-11-01

Branch Locations

200 South Biscayne Boulevard, Suite 1100 Pwm - Latin America, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Miami FL 08/2020 Present
Cemex Miami FL 06/2018 08/2018
Banco Central Del Peru (Bcp) Miami FL 06/2019 08/2019
Loyola Maryland University Baltimore MD 08/2016 05/2020
  • 08/2020 → Present
    Morgan Stanley Smith Barney Llc
    Miami, FL
  • 06/2018 → 08/2018
    Cemex
    Miami, FL
  • 06/2019 → 08/2019
    Banco Central Del Peru (Bcp)
    Miami, FL
  • 08/2016 → 05/2020
    Loyola Maryland University
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-31
  • S66 Uniform Combined State Law Examination
    2022-10-31
Other Names
  • Manny Diaz-Rivera
  • Manolo Diaz-Rivera

View on SEC IAPD

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