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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 1999-02-05 |
| TX | RA | APPROVED_RES | 1999-01-21 |
Branch Locations
Wells Fargo Center/ 440 Monticello Avenue Suite 2000, Norfolk, VA 23510 • United States
One Commercial Place, Norfolk, VA 23510 • United States
Irving, TX • United States
Irving, TX • United States
Williamsburg, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Norfolk | VA | 09/1998 | Present |
| #Ia Painewebber Incorporated | Norfolk | VA | 09/1998 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-11-19 |
| S65 | Uniform Investment Adviser Law Examination | 1998-11-19 |
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