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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-22
  • FL RA
    APPROVED
    Since 2024-04-22

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Port Saint Lucie, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 11/2020 07/2022
Unemployed Warsaw NC 03/2020 10/2020
James Kenan High School (Duplin County Schools) Warsaw NC 08/2017 04/2020
Kay Jewlers Durham NC 11/2016 08/2017
Unc Chapel Hill Chapel Hill NC 08/2013 12/2016
Charles Schwab & Co., Inc. Boyton Beach FL 08/2022 Present
  • 11/2020 → 07/2022
    New York, NY
  • 03/2020 → 10/2020
    Unemployed
    Warsaw, NC
  • 08/2017 → 04/2020
    James Kenan High School (Duplin County Schools)
    Warsaw, NC
  • 11/2016 → 08/2017
    Kay Jewlers
    Durham, NC
  • 08/2013 → 12/2016
    Unc Chapel Hill
    Chapel Hill, NC
  • 08/2022 → Present
    Boyton Beach, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-31
  • S66 Uniform Combined State Law Examination
    2020-12-31
Other Names
  • Zina Holmes
  • Aleczina Holmes
  • Aleczina C. Holmes

View on SEC IAPD

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