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Claire Moscrop

LPl Financial LLC

Warren, RI

CRD 7299812

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-26
RI RA APPROVED 2021-05-26
  • TX RA
    APPROVED_RES
    Since 2025-08-26
  • RI RA
    APPROVED
    Since 2021-05-26

Branch Locations

91 Main St Ste 111, Warren, RI 02885 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 10/2020 04/2021
Minnesota Life Insurance Company St Paul MN 10/2020 04/2021
Pioneer Financial Group Warwick RI 10/2020 04/2021
Claire Moscrop Nutrition Barrington RI 05/2013 01/2020
Securian Financial Services Inc St Paul MN 09/2020 10/2020
Island Investments Barrington RI 05/2015 04/2021
Lpl Financial, Llc Warren RI 05/2021 Present
  • 10/2020 → 04/2021
    Securian Financial Services Inc
    St Paul, MN
  • 10/2020 → 04/2021
    Minnesota Life Insurance Company
    St Paul, MN
  • 10/2020 → 04/2021
    Pioneer Financial Group
    Warwick, RI
  • 05/2013 → 01/2020
    Claire Moscrop Nutrition
    Barrington, RI
  • 09/2020 → 10/2020
    Securian Financial Services Inc
    St Paul, MN
  • 05/2015 → 04/2021
    Island Investments
    Barrington, RI
  • 05/2021 → Present
    Lpl Financial, Llc
    Warren, RI
Previous Registrations
  • 2021-02-05 → 2021-05-06
    Securian Financial Services, Inc.
    Warwick, RI
Other Businesses

1) 5/26/2021: GUNNESS FINANCIAL SERVICES; At reported business location(s); DBA for LPL Business (entity for LPL business); Investment Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-11
  • S66 Uniform Combined State Law Examination
    2020-12-11
Other Names
  • Claire Holloway

View on SEC IAPD

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