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Connor Ian Wiggins

Focus Partners Wealth, LLC

Albany, NY

CRD 7299802

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Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-05
  • NY RA
    APPROVED
    Since 2025-12-05

Branch Locations

3 Atrium Drive Suite 265, Albany, NY 12205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Queensbury School Queensbury NY 09/2003 06/2017
Nylife Securities Llc Latham NY 09/2020 04/2021
Ameriprise Financial Services Llc Albany NY 07/2021 11/2022
Rockefeller Financial Llc Saratoga Springs NY 11/2022 12/2025
Focus Partners Wealth, Llc St. Louis MO 12/2025 Present
Siena College Loudonville NY 09/2017 05/2021
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-29
  • S66 Uniform Combined State Law Examination
    2022-07-29
Other Names
  • Connor Ian Wiggins
  • Connor Wiggins

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Nearby Investors

DANIEL DOUGLAS BAUER
BRETT PHILIP HARRIS
DOUGLAS JAMES BAUER

Nearby Offices

ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY
CETERA INVESTMENT ADVISERS LLC · ALBANY, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY

More in Albany, NY

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