James C Alexandre

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2020 → 01/2021
  T3 Trading Group, Llc
  New York, NY
• 06/2020 → 09/2020
  Memoryblue
  Tysons, VA
• 05/2019 → 08/2019
  Suncore Group
  Denver, CO
• 05/2018 → 08/2018
  Safran Cabin
  Sterling, VA
• 06/2016 → 05/2020
  Full Time Student
  Blackburg, VA
• 03/2023 → 07/2023
  Morgan Stanley Smith Barney Llc
  Baltimore, MD
• 03/2021 → 02/2022
  Turn2Partners, Llc
  Leesburg, VA
• 02/2022 → 07/2022
  Rocks.wTf
  Leesburg, VA
• 02/2023 → 07/2023
  Ulta Beauty
  Leesburg, VA
• 07/2022 → 02/2023
  Unemployed
  Leesburg, VA
• 01/2021 → 03/2021
  Unemployed
  Leesburg, VA
• 09/2020 → 10/2020
  Unemployed
  Leesburg, VA
• 07/2023 → 05/2025
  Morgan Stanley Smith Barney Llc
  Baltimore, MD
• 08/2025 → Present
  Lpl Enterprise Llc
  Sherman Oaks, CA

Previous Registrations

• 2023-06-23 → 2025-06-06
  Morgan Stanley
  Baltimore, MD
  Baltimore, MD

Other Businesses

1. 07/30/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Kailua, HI - Start Date 07/23/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 07/30/2025 - JAMES ALEXANDRE N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Kailua, HI - Start Date 07/23/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING

Exams

• S66 Uniform Combined State Law Examination
  2023-06-21

Other Names

• James Alexandre