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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-17 |
| AL | RA | APPROVED | 2023-06-14 |
Branch Locations
740 Shades Creek Parkway, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smile A Mile | Birmingham | AL | 05/2014 | 10/2020 |
| Charles Andrews | Hoover | AL | 09/2020 | 12/2020 |
| Northwestern Mutual Investment Services Llc | Hoover | AL | 02/2021 | 06/2022 |
| Wesley Patterson | Gadsden | AL | 12/2020 | 06/2022 |
| Charles Andrews | Hoover | AL | 12/2020 | 06/2022 |
| Wesley Patterson | Hoover | AL | 09/2020 | 12/2020 |
| Morgan Stanley | Birmingham | AL | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-01 |
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