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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-05
NJ RA APPROVED 2014-07-25
  • TX RA
    APPROVED_RES
    Since 2021-01-05
  • NJ RA
    APPROVED
    Since 2014-07-25

Branch Locations

200 Campus Dr Ste 220, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Short Hills NJ 07/2014 11/2016
Wells Fargo Clearing Services, Llc Short Hills NJ 11/2016 Present
Previous Registrations
Other Businesses

UBER; NOT INV RELATED; SAN FRANSCISCO, CA; FOOD DELIVERY; DRIVER; START DATE: 10/07/2025; 20 HRS PER MONTH; 0 HRS DURING TRADING; | GRACE AND GLOW CANDLES AND GIFTS; NOT INV RELATED; BELLEVILLE,NJ; SELLING CANDLES AND PERSONALIZED GIFT BOXES;50% OWNERSHIP; START DATE: 12/12/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-09
  • S66 Uniform Combined State Law Examination
    2007-07-09

View on SEC IAPD

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