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Dalton J T Gray

Charles Schwab & Co., Inc.

Omaha, NE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-08-14
  • NE RA
    APPROVED
    Since 2023-08-14

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 10/2020 09/2023
Unemployed Omaha NE 08/2020 09/2020
Mcdaniel Wallquist Construction Omaha NE 06/2011 08/2020
Charles Schwab & Co., Inc. Bellevue NE 08/2023 Present
  • 10/2020 → 09/2023
    Td Ameritrade
    Omaha, NE
  • 08/2020 → 09/2020
    Unemployed
    Omaha, NE
  • 06/2011 → 08/2020
    Mcdaniel Wallquist Construction
    Omaha, NE
  • 08/2023 → Present
    Charles Schwab & Co., Inc.
    Bellevue, NE
Previous Registrations
  • 2021-08-05 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2021-08-05 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-04
S63 Uniform Securities Agent State Law Examination 2021-01-19
  • S66 Uniform Combined State Law Examination
    2021-08-04
  • S63 Uniform Securities Agent State Law Examination
    2021-01-19
Other Names
  • Dalton Jonathan Taylor Gray
  • Dalton J Gray

View on SEC IAPD

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