Thomas Green

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-11-30

CO RA
APPROVED

Since 2023-11-30

Branch Locations

5091 Kipling Street, Suite 110, Wheat Ridge, CO 80033 • United States

9710 Washington Street, Thornton, CO 80229 • United States

8851 Harlan Street, Westminster, CO 80031 • United States

22 S. 50Th Avenue, Brighton, CO 80601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mercedes Benz Usa	Sandy Springs	GA	06/2019	08/2019
Keller Williams The Dixon Group	Cherry Creek	CO	01/2020	05/2020
University Of Colorado Boulder Recreation Center	Boulder	CO	08/2017	12/2019
University Of Colorado Boulder	Boulder	CO	08/2016	05/2020
Unemployed	Parker	CO	05/2020	11/2020
Thrivent Investment Management Inc	Greenwood Village	CO	10/2020	04/2021
Thrivent Financial	Appleton	WI	11/2020	03/2021
Thrivent Financial	Appleton	WI	03/2021	04/2021
Bellco Credit Union	Centennial	CO	05/2021	Present
Cuso Financial Services, Inc	San Diego	CA	05/2021	11/2023
Osaic Instituions, Inc	Meriden	CT	11/2023	Present

06/2019 → 08/2019

Mercedes Benz Usa

Sandy Springs, GA
01/2020 → 05/2020

Keller Williams The Dixon Group

Cherry Creek, CO
08/2017 → 12/2019

University Of Colorado Boulder Recreation Center

Boulder, CO
08/2016 → 05/2020

University Of Colorado Boulder

Boulder, CO
05/2020 → 11/2020

Unemployed

Parker, CO
10/2020 → 04/2021

Thrivent Investment Management Inc

Greenwood Village, CO
11/2020 → 03/2021

Thrivent Financial

Appleton, WI
03/2021 → 04/2021

Thrivent Financial

Appleton, WI
05/2021 → Present

Bellco Credit Union

Centennial, CO
05/2021 → 11/2023

Cuso Financial Services, Inc

San Diego, CA
11/2023 → Present

Osaic Instituions, Inc

Meriden, CT

Previous Registrations

2021-05-24 → 2023-11-29

Cuso Financial Services, L.P.

Centennial, CO

Westminster, CO

Wheat Ridge, CO

Thornton, CO
2021-01-04 → 2021-05-07

Thrivent Investment Management Inc.

Greenwood Village, CO

Other Businesses

1.) NAME OF THE OTHER BUSINESS:GSG/Bellco Credit Union INVESTMENT- RELATED:Yes ADDRESS OF THE OTHER BUSINESS:Centennial, CO 80015 YOUR POSITION OR TITLE:Licensed Sales Assistant NATURE OF THE OTHER BUSINESS:Private Business START DATE:5/24/2021 APPROXIMATE NUMBER OF HOURS/MONTH:160 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS:160 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS: Credit Union Client Services COMPENSATION :Yes 2.) Fitness - Orange Theory Franchise. Co-owner. Not investment related. Approx 40 hours per month not during trading hours. Starting Dec 2025.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-12-28

S66 Uniform Combined State Law Examination

2020-12-28

View on SEC IAPD