Alexander T Sutton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2020 → 02/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cary, NC
• 01/2018 → 09/2020
  Altus Media Group
  Ft Lauderdale, FL
• 12/2015 → 01/2018
  Verizon Wireless
  Ft. Lauderdale, FL
• 01/2018 → 07/2020
  Neo Leads Media
  Ft. Lauderdale, FL
• 01/2018 → 08/2019
  Baylor University
  Waco, TX
• 08/2019 → 05/2020
  Purdue University
  Ft.LAuderdale, FL
• 11/2020 → 02/2021
  Bank Of America, N.A.
  Cary, NC
• 03/2021 → 11/2023
  Morgan Stanley
  Chapel Hill, NC
• 03/2021 → 11/2023
  Morgan Stanley Private Bank, N.A
  New York, NY
• 11/2023 → Present
  Lpl Financial
  Chapel Hill, NC
• 03/2021 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2021-03-24 → 2023-11-15
  Morgan Stanley
  Raleigh, NC
  Chapel Hill, NC
• 2021-01-05 → 2021-02-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Raleigh, NC

Other Businesses

1) 11/2023 - Odyssey Capital - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 152hrs/month - 95% time spent 2) 11/2023 - Credique - Outside/W-2 Employment - Non-inv. Related - West Hollywood, CA - Part Time Affiliate Marketer - Start Date 11/01/2023 - 4hrs/month - 2.5% time spent 3) 11/2023 - MaxBounty - Outside/W-2 Employment - Non-inv. Related - Ottawa, ON - Part Time Affiliate Marketer - Start Date 01/01/2023 - 4hrs/month - 2.5% time spent 4) 05/24/2024 - E-local - Outside/W-2 Employment - Not Investment Related - At Reported Business Location(s) - Chapel Hill, NC - Start Date 03/18/2024 - 20 Hours Per Month/ 0 Hours During Trading 5) 03/10/2026 - Americana financial group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/01/2026 - 1 hour per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2020-12-31

Other Names

• Alexander Tymothy Sutton