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Cathryn Jane A Javier

Goldman Sachs Wealth Services, L.P.

Newport Beach, CA

CRD 7298794

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Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-02-02
  • CA RA
    APPROVED
    Since 2021-02-02

Branch Locations

4000 Macarthur Blvd 10Th Floor, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Irvine CA 09/2020 01/2021
Unemployed Irvine CA 03/2020 08/2020
Lucky Brand Orange CA 02/2020 03/2020
Chapman University Orange CA 09/2017 01/2020
Volcom Costa Mesa CA 06/2019 08/2019
It&E Saipan 06/2017 08/2017
Chapman University Orange CA 08/2016 12/2019
Ayco/Goldman Sachs & Co. Llc Irvine CA 01/2021 Present
  • 09/2020 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Irvine, CA
  • 03/2020 → 08/2020
    Unemployed
    Irvine, CA
  • 02/2020 → 03/2020
    Lucky Brand
    Orange, CA
  • 09/2017 → 01/2020
    Chapman University
    Orange, CA
  • 06/2019 → 08/2019
    Volcom
    Costa Mesa, CA
  • 06/2017 → 08/2017
    It&E
    Saipan
  • 08/2016 → 12/2019
    Chapman University
    Orange, CA
  • 01/2021 → Present
    Ayco/Goldman Sachs & Co. Llc
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-22
  • S66 Uniform Combined State Law Examination
    2021-01-22

View on SEC IAPD

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