Best Investors
Account
Sign in
210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2020-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hk Financial Services, Inc. | Dubuque | IA | 08/2020 | Present |
| Erpelding, Voigt & Co. | Algona | IA | 07/2010 | Present |
| Avantax Insurance Agency And/Or Avantax Insurance Services. | Algona | IA | 10/2023 | Present |
(1) I am a Partner and CPA with Erpelding, Voigt & Co., a CPA firm. I am located at 307 E. Call St., Algona, IA 50511. I have been with the CPA firm since 07/2010. I work approximately 160 hours a month. I provide services that are typical of public accounting firms, including tax return preparation, consulting, and bookkeeping to a variety of different clients and businesses. Most of my work is during securities trading hours. My employment is not securities-related or investment-related. (2) I am a Board Member and Treasurer for the Algona Noon Kiwanis Club, a not-for-profit organization located in Algona, IA. I have participated in this activity since 10/2017. I handle the finances for the board of directors, which might include paying bills and depositing donations received. I devote approximately 05-10 hours per month to this activity, mostly during non-securities trading hours. (3) I am a Foundation Board Member for First United Methodist Church, a not-for-profit organization located in Algona, IA. I have participated in this activity since 01/2019. My duties include meeting with the board and deciding as a group how to invest the church's foundation monies. We use a financial advisor to aid in this decision. I devote approximately 01-02 hours per quarter to this activity, mostly during non-securities trading hours. 4)AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES. POSITION: rep NATURE: sell insurance through Avantax INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/24/2023 ADDRESS: 307 E Call St, Algona IA 50511, United States DESCRIPTION: sell insurance through Avantax
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-13 |
Reach out to this advisor