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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-04-01 |
| TX | RA | APPROVED | 2022-03-31 |
Branch Locations
200 South Biscayne Boulevard, Suite 1100 Pwm - Latin America, Miami, FL 33131 • United States
1691 Michigan Ave Ste 550, Miami Beach, FL 33139 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 10/2020 | 07/2021 |
| Access Bank | Omaha | NE | 12/2019 | 09/2020 |
| Firethorn Golf Club | Lincoln | NE | 03/2018 | 10/2019 |
| Holmes Golf Course | Lincoln | NE | 03/2014 | 03/2018 |
| Morgan Stanley | Miami Beach | FL | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-19 |
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