Best Investors Account Sign in

Conner Lee Paty

Charles Schwab & Co., Inc.

Westlake, TX

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-27
  • TX RA
    APPROVED
    Since 2023-04-27

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Southlake TX 10/2020 12/2022
Unemployed Midlothian TX 09/2019 09/2020
Tarleton State University Stephenville TX 06/2019 08/2019
Legends Country Club Stephenville TX 03/2018 04/2019
Unemployed Midlothian TX 08/2017 02/2018
Tarleton State University Stephenville TX 05/2016 07/2017
Charles Schwab & Co., Inc. Westlake TX 12/2022 Present
Charles Schwab Bank Westlake TX 12/2023 Present
  • 10/2020 → 12/2022
    Td Ameritrade
    Southlake, TX
  • 09/2019 → 09/2020
    Unemployed
    Midlothian, TX
  • 06/2019 → 08/2019
    Tarleton State University
    Stephenville, TX
  • 03/2018 → 04/2019
    Legends Country Club
    Stephenville, TX
  • 08/2017 → 02/2018
    Unemployed
    Midlothian, TX
  • 05/2016 → 07/2017
    Tarleton State University
    Stephenville, TX
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 12/2023 → Present
    Charles Schwab Bank
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-26
S63 Uniform Securities Agent State Law Examination 2021-04-09
  • S66 Uniform Combined State Law Examination
    2023-04-26
  • S63 Uniform Securities Agent State Law Examination
    2021-04-09

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
ADVISOR RESOURCE COUNCIL
SCHWAB WEALTH ADVISORY, INC.
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Other Investors

MATTHEW R MCMANUS
VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

More in Westlake, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor