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Benjamin Joseph Uribe

Citigroup Global Markets Inc.

Los Angeles, CA

New York, NY

CRD 7298318

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-02-09
  • CA RA
    APPROVED
    Since 2021-02-09

Branch Locations

300 South Grand Ave 31St Floor, Suite 3130, Los Angeles, CA 90071 • United States

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Los Angeles CA 09/2013 09/2020
U.S. Air Force March Arb CA 06/2014 Present
Citigroup Los Angeles CA 09/2020 Present
  • 09/2013 → 09/2020
    Citigroup
    Los Angeles, CA
  • 06/2014 → Present
    U.S. Air Force
    March Arb, CA
  • 09/2020 → Present
    Citigroup
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-09
  • S66 Uniform Combined State Law Examination
    2021-02-09

View on SEC IAPD

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Nearby Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER

Nearby Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA

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