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David M Colombo

Ubs Financial Services Inc.

San Francisco, CA

San Francisco, CA

CRD 7298130

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-01
NJ RA APPROVED 2021-09-30
  • CA RA
    APPROVED
    Since 2025-04-01
  • NJ RA
    APPROVED
    Since 2021-09-30

Branch Locations

San Francisco, CA • United States

555 California Street 33Rd Floor, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Memorial Sloane-Kettering New York NY 05/2016 09/2020
Equitable Advisors, Llc New York NY 09/2020 08/2021
Ubs Financial Services Inc. San Francisco CA 09/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-12
  • S66 Uniform Combined State Law Examination
    2020-12-12
Other Names
  • David Colombo
  • David Michael Colombo

View on SEC IAPD

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