Stephen Mckenzie Dail

Battle Ground, WA

Claim This Profile

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-12-06
WA	RA	APPROVED	2008-06-30

TX RA
APPROVED_RES

Since 2018-12-06
WA RA
APPROVED

Since 2008-06-30

Branch Locations

1419 W Main St Suite 116, Battle Ground, WA 98604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	01/2005	Present

01/2005 → Present

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-06-23
S63	Uniform Securities Agent State Law Examination	2005-03-25

S66 Uniform Combined State Law Examination

2008-06-23
S63 Uniform Securities Agent State Law Examination

2005-03-25

View on SEC IAPD

Other Firms

TIMEPIECE FINANCIAL PLANNING, INC.

STATE FARM INVESTMENT MANAGEMENT CORP.

WELLS FARGO CLEARING SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

SCRUGGS ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

Other Investors

Gregory Aaron Robertson

TIMOTHY G MASSIE

TROY JASON MCCOY

MARI ELIZABETH HOWELL

BRADLEY GENE BELL

ANGELO JULIAN LUNAVARA

Other Offices

EDWARD JONES · BATTLE GROUND, WA

TIMEPIECE FINANCIAL PLANNING, INC. · BATTLE GROUND, WA

STATE FARM INVESTMENT MANAGEMENT CORP. · Battle Ground, WA

WELLS FARGO CLEARING SERVICES, LLC · BATTLE GROUND, WA

EDWARD JONES · BATTLE GROUND, WA

AMERIPRISE FINANCIAL SERVICES, LLC · Battle Ground, WA

LPL FINANCIAL LLC · BATTLE GROUND, WA

EDWARD JONES · BATTLE GROUND, WA

More in Battle Ground, WA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor