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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-17 |
Branch Locations
15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Theta Delta Chi House Association Corp | Los Angeles | CA | 02/2013 | Present |
| The Academy Of Financial Education | Fresno | CA | 01/2024 | Present |
| Lyft | San Francisco | CA | 01/2025 | Present |
| Psi Deuteron Educational Foundation | San Fernando | CA | 11/2024 | Present |
| Aflac | Encino | CA | 10/2025 | Present |
| Lpl Enterprise Llc | Sherman Oaks | CA | 03/2026 | Present |
| Uber Technologies | San Francisco | CA | 12/2014 | Present |
| Wfg Insurance Agency | Woodland Hills | CA | 08/2018 | Present |
| Transamerica Financial Advisors Llc | Woodland Hills | CA | 09/2020 | 03/2026 |
| Transamerica Financial Advisors Llc | Woodland Hills | CA | 11/2025 | 03/2026 |
1. 03/10/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - San Fernando, CA - OBA Start Date: 02/18/2026 2. 03/10/2026 - Miguel Hernandez, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - San Fernando, CA - OBA Start Date: 02/18/2026 3. 03/10/2026 - Theta Delta Chi House Association Corp. - Non-Profit Board Member - Not Inv Related - 05 Hour(s)/Month - 00 Hour(s) During Trading - Los Angeles, CA - OBA Start Date: 02/01/2013 4. 3/10/2026 - The Academy of Financial Education - Non-Profit Board Member - Not Inv Related - 01 Hour(s)/Month - 00 Hour(s) During Trading - Fresno, CA - OBA Start Date: 01/01/2024 5. 3/10/2026 - Uber - Rideshare - Not Inv Related - 10 Hour(s)/Month - 00 Hour(s) During Trading - San Fernando, CA - OBA Start Date: 12/01/2014 6. 3/10/2026 - Lyft - Rideshare - Not Inv Related - 05 Hour(s)/Month - 00 Hour(s) During Trading - San Francisco, CA - OBA Start Date: 01/01/2025 7. 3/10/2026 - Psi Deuteron Educational Foundation - Non-Profit Board Member - Not Inv Related - 01 Hour(s)/Month - 00 Hour(s) During Trading - San Fernando, CA - OBA Start Date: 11/07/2024 8. 3/10/2026 - AFLAC - Non-Variable Insurance - Inv Related - 05 Hour(s)/Month - 00 Hour(s) During Trading - Encino, CA - OBA Start Date: 10/08/2025 9. 3/10/2026 - WFG - Non-Variable Insurance - Inv Related - 40 Hour(s)/Month - 40 Hour(s) During Trading - Cedar Rapids, IA - OBA Start Date: 08/18/2018
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-24 |
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