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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-01-23
  • MA RA
    APPROVED
    Since 2026-01-23

Branch Locations

Somerville, MA • United States

389 Main St., Ste. 101, Malden, MA 02148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Baltimore MD 01/2021 04/2021
Unemployed Rumford RI 05/2020 01/2021
Deepwear International Fashion Agency Bangkok 02/2020 04/2020
Gotham Energy Group, Llc Manhattan NY 09/2019 12/2019
International Tennis Hall Of Fame Newport RI 04/2019 09/2019
College Bangkok 08/2018 04/2019
Castle Hill Inn Newport RI 04/2018 08/2018
Four Seasons Hotel & Resort Baltimore MD 06/2015 08/2017
College Baltimore MD 09/2015 08/2017
L'HIrondelle Country Club Baltimore MD 06/2015 04/2018
Commonwealth Financial Network Waltham MA 09/2021 Present
Unemployed Rumford RI 04/2021 09/2021
Cambridge Investment Research, Inc. Fairfield IA 11/2025 Present
Cambridge Investment Research, Inc. Fairfield IA 11/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2025 Present
Self-Employed Somerville MA 05/2023 11/2025
  • 01/2021 → 04/2021
    Morgan Stanley
    Baltimore, MD
  • 05/2020 → 01/2021
    Unemployed
    Rumford, RI
  • 02/2020 → 04/2020
    Deepwear International Fashion Agency
    Bangkok
  • 09/2019 → 12/2019
    Gotham Energy Group, Llc
    Manhattan, NY
  • 04/2019 → 09/2019
    International Tennis Hall Of Fame
    Newport, RI
  • 08/2018 → 04/2019
    College
    Bangkok
  • 04/2018 → 08/2018
    Castle Hill Inn
    Newport, RI
  • 06/2015 → 08/2017
    Four Seasons Hotel & Resort
    Baltimore, MD
  • 09/2015 → 08/2017
    College
    Baltimore, MD
  • 06/2015 → 04/2018
    L'HIrondelle Country Club
    Baltimore, MD
  • 09/2021 → Present
    Waltham, MA
  • 04/2021 → 09/2021
    Unemployed
    Rumford, RI
  • 11/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2025 → Present
    Fairfield, IA
  • 05/2023 → 11/2025
    Self-Employed
    Somerville, MA
Previous Registrations
Other Businesses

1. CANTELLA, 389 Main Street, Malden MA 02148, United States, 11/2025, Employee (Cambridge associated with Cantella enterprise), DBA Name, INV REL, 40 HR/MO - 160 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-09
  • S66 Uniform Combined State Law Examination
    2021-04-09
Other Names
  • Troy Derrick

View on SEC IAPD

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