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Alyssa Elena Rodriguez

Morgan Stanley

Miami, FL

CRD 7297675

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-11-09
TX RA APPROVED 2022-11-08
  • FL RA
    APPROVED
    Since 2022-11-09
  • TX RA
    APPROVED
    Since 2022-11-08

Branch Locations

200 South Biscayne Boulevard, Suite 1100 Pwm - Latin America, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Miami FL 10/2020 10/2022
First Housing Development Corp. Tampa FL 10/2016 10/2020
One-Step Lien Search, Llc. Miami FL 02/2009 10/2016
Morgan Stanley Miami FL 11/2022 Present
  • 10/2020 → 10/2022
    Raymond James & Associates
    Miami, FL
  • 10/2016 → 10/2020
    First Housing Development Corp.
    Tampa, FL
  • 02/2009 → 10/2016
    One-Step Lien Search, Llc.
    Miami, FL
  • 11/2022 → Present
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-24
  • S66 Uniform Combined State Law Examination
    2021-08-24

View on SEC IAPD

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