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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-03-01
  • NY RA
    APPROVED
    Since 2022-03-01

Branch Locations

1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States

Setauket, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Hauppauge NY 09/2020 Present
Unemployed Setauket NY 03/2020 08/2020
Akretep Inc. Oxford OH 05/2019 03/2020
Miami University Oxford OH 08/2016 05/2020
Waterview Restaurant And Caterers Port Jefferson NY 05/2018 08/2018
Unemployed Setauket NY 10/2010 05/2018
  • 09/2020 → Present
    Hauppauge, NY
  • 03/2020 → 08/2020
    Unemployed
    Setauket, NY
  • 05/2019 → 03/2020
    Akretep Inc.
    Oxford, OH
  • 08/2016 → 05/2020
    Miami University
    Oxford, OH
  • 05/2018 → 08/2018
    Waterview Restaurant And Caterers
    Port Jefferson, NY
  • 10/2010 → 05/2018
    Unemployed
    Setauket, NY
Other Businesses

Outside Employment; Certainty of Uncertainty, LLC; Employee of legal entity.; Compensation received from an advisor owned entity established to manage the practice.; 1174 Veterans Memorial Hwy, , Hauppauge, NY, 11788; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-08
  • S66 Uniform Combined State Law Examination
    2021-01-08
Other Names
  • Gregory Petraco

View on SEC IAPD

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