Morgan Maclellan

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2023-06-06
TX	RA	APPROVED	2022-07-11
TN	RA	APPROVED	2021-05-11

GA RA
APPROVED

Since 2023-06-06
TX RA
APPROVED

Since 2022-07-11
TN RA
APPROVED

Since 2021-05-11

Branch Locations

One Union Square, Chattanooga, TN 37402 • United States

Lookout Mountain, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Chattanooga	TN	09/2020	Present
Your Pie - Franchisee	Atlanta	GA	03/2014	09/2020

09/2020 → Present

Ubs Financial Services Inc

Chattanooga, TN
03/2014 → 09/2020

Your Pie - Franchisee

Atlanta, GA

Other Businesses

The Maclellan Foundation, Inc / 820 Broad St # 300ChattanoogaTNUnited States37402 / Private Christian foundation focused on spreading the word of Christ around the globe and improving the lives of those that live in Chattanooga. / Advise on the business and planning of the foundation and reviewing/approving high level grants. / Start Date: 1/1/2022

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-05-10

S66 Uniform Combined State Law Examination

2021-05-10

View on SEC IAPD