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Pamela J Fox

Wells Fargo Clearing Services, LLC

Pensacola, FL

CRD 4905219

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-10-06
TX RA APPROVED 2014-02-19
  • FL RA
    APPROVED
    Since 2016-10-06
  • TX RA
    APPROVED
    Since 2014-02-19

Branch Locations

125 E Intendencia St Ste 200, Pensacola, FL 32502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Dallas TX 02/2014 11/2016
Wells Fargo Clearing Services, Llc Dallas TX 11/2016 Present
Previous Registrations
Other Businesses

ROVER, NOT INV RELATED, PENSACOLA, FL, PET SITTER, START 4/1/2017, 48 HOURS PER MONTH, ZERO DURING TRADING, PET SITTING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-18
S63 Uniform Securities Agent State Law Examination 2009-12-11
  • S66 Uniform Combined State Law Examination
    2013-07-18
  • S63 Uniform Securities Agent State Law Examination
    2009-12-11
Other Names
  • Pamela Joanne Fox
  • Pamela Joanne Baker
  • Pamela Joanne Palmer
  • Pamela Joanne Baker
  • Pamela Joanne Palmer
  • Pamela Joanne Fox

View on SEC IAPD

Nearby Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
HHM WEALTH ADVISORS, LLC
EDWARD JONES

Nearby Investors

WALTER BRYAN HILL
Evan Jacob Seagle
Robert Charles Lucier

Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Pensacola, FL
HHM WEALTH ADVISORS, LLC · Pensacola, FL
EDWARD JONES · PENSACOLA, FL

More in Pensacola, FL

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