Carlos Mercadal

CRD 7297585

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-06-17
FL	RA	APPROVED	2020-11-05

TX RA
APPROVED

Since 2021-06-17
FL RA
APPROVED

Since 2020-11-05

Branch Locations

200 South Biscayne Boulevard, Suite 1100 Pwm - Latin America, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Miami	FL	09/2020	Present
Banco Santander	Miami	FL	09/2010	09/2020
Morgan Stanley Private Bank, N.A	New York	NY	11/2020	Present

09/2020 → Present

Morgan Stanley Smith Barney Llc

Miami, FL
09/2010 → 09/2020

Banco Santander

Miami, FL
11/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-09

S66 Uniform Combined State Law Examination

2020-10-09

Other Names

Carlos Mercadal
Carlos Mercadal Vilchez

View on SEC IAPD

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